Demo
CO
Test design

Test Designer

Deterministic rules calculate objective results. Humans judge, approve, and remain accountable.

TDEF-ALERT-CLEAR · v3

Objective

Test the full alert population daily against the 30-day disposition SLA, analyst authorization, rationale sufficiency, and SAR filing timeliness.

Frequency
Daily
Materiality
High
Approvers
ComplianceOfficer
Reviewers
InternalAuditor
Deterministic scope

Population definition

SELECT alert_id FROM tmp.alerts WHERE generated_at BETWEEN @from AND @to
Passes → Fails → Inconclusive

Deterministic rules

  • SLA within 30 days
    disposition_at - generated_at <= 30d
    High
  • Rationale present
    len(rationale) > 40
    Medium
  • Analyst is authorized
    analyst.role in AuthorizedAnalysts
    Critical
  • SAR filed when required
    sar_required implies sar_filed_at is not null
    Critical
  • SAR filed timely
    sar_filed_at - decision_at <= 30d
    High
Second-line review

Human judgment questions

  1. Q1 Does the rationale materially address the alert typology?
  2. Q2 Was the analyst's decision consistent with policy?
Bundle at run-time

Required evidence

Alert recordDisposition noteApprover signoffSAR receipt (if applicable)
Evidence Referenced Source Grounded
Gate 1 — Test design

Approval trail

Human approval gate — Compliance Officer
Approved
Submitted by
Devon Clarke
Submitted at
5/12/2026, 9:00:00 AM
Approver
Priya Mehra
Decision at
5/12/2026, 11:20:00 AM
Reason
Rules align with policy AML-POL-04 §5.