Controls
Control Library
Owner-mapped controls with rolling effectiveness measurements from Test Runs.
3 active
Controls
| Code | Name | Owner | Business unit | Effectiveness | Last tested | Status |
|---|---|---|---|---|---|---|
| TM-01 | Transaction monitoring alert-clearing control | Marcus Hale | Retail Banking | 87% | 2026-07-22 | Active |
| TM-02 | SAR filing timeliness | Marcus Hale | Retail Banking | 74% | 2026-07-20 | Active |
| TM-03 | Analyst authorization on disposition | Devon Clarke | Compliance | 96% | 2026-07-23 | Active |