Regulations · Requirements
Regulations & Requirements
Regulation catalog, requirement lifecycle, and human-approved mapping to controls.
In force
Regulation catalog
| Code | Name | Authority | Status |
|---|---|---|---|
| 31 CFR 1020 | Bank Secrecy Act — AML Program Requirements | FinCEN | In force |
BSA / AML
Requirement list
| Code | Title | SLA | Status |
|---|---|---|---|
| BSA-30D-ALERT | Alert disposition within 30 days | 30 calendar days | In Force |
v4 · In Force
BSA-30D-ALERT — Detail
Transaction monitoring alerts must be dispositioned by an authorized analyst within 30 calendar days of generation, with documented rationale and required approvals.
SLA
30 calendar days
Approved by
Devon Clarke
Approved at
2025-06-01
Version
4
UnityIQ Generated Source Grounded Human Approved
Grounded citations
UnityIQ requirement extraction
UnityIQ extracted the 30-day alert-disposition obligation from FinCEN guidance and mapped it to control TM-01. All assertions cite source records.
FinCEN·Guidance 2020-A007 §3.2
retrieved 2026-06-11 · Public
Policy·AML-POL-04 §5
retrieved 2026-06-14 · Internal
Board Minutes·BOD-2025-11-08
retrieved 2026-01-30 · Confidential
Gate 1 — Requirement validation
Approval history
Human approval gate — Compliance Officer
Approved- Submitted by
- Devon Clarke
- Submitted at
- 6/1/2026, 10:15:00 AM
- Approver
- Priya Mehra
- Decision at
- 6/1/2026, 3:30:00 PM
- Reason
- Extraction matches source; applicability confirmed.
Human-approved
Requirement-to-control mapping
| Control | Coverage |
|---|---|
| TM-01 · Transaction monitoring alert-clearing | Primary |
| TM-02 · SAR filing timeliness | Supporting |
| TM-03 · Analyst authorization on disposition | Supporting |